Welcome
This is the place to find all of our expert compliance resources and training.
This course is designed for staff who deal with complaints from customers of FCA regulated products in the course of their work. If you want to purchase the training for larger teams, please contact [email protected].
£36
This briefing note is designed to provide the reader with a clear understanding of the current requirements under the SM&CR. It can be used by those looking to gain an understanding of the regime as well as by experienced individuals to benchmark.
Free
In this webinar we cover the impact the Leeds Reforms will have on SM&CR as well as changes in light of non-financial misconduct requirements. This webinar was co-hosted by PeopleClear, a provider of SM&CR software.
Free
This course is designed for all staff who work with customers in Financial Services. If you want to purchase the training for larger teams, please contact [email protected].
£36
This course is designed for team members under the Certification Regime as well as all other team members who need to abide by the conduct rules. If you want to purchase the training for larger teams, please contact [email protected].
£36
This course is designed for Senior Managers under the SMCR. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].
£36
This course teaches staff at all levels to recognise and avoid conflicts of interest. If you want to purchase the training for larger teams, please contact [email protected].
£36
This course offers a high-level overview of key obligations for MAR. If you want to purchase the training for larger teams, please contact [email protected].
£36
This template document includes: Assessment triggers, the foundational thinking required by the FCA, how to measure fair value, target market analysis, ensuring different groups of customers receive fair value.
£118.80