Welcome
This is the place to find all of our expert compliance resources and training.
This briefing note is designed to provide the reader with a clear understanding of the current requirements under the SM&CR. It can be used by those looking to gain an understanding of the regime as well as by experienced individuals to benchmark.
Free
In this webinar we cover the impact the Leeds Reforms will have on SM&CR as well as changes in light of non-financial misconduct requirements. This webinar was co-hosted by PeopleClear, a provider of SM&CR software.
Free
This course offers a high-level overview of key obligations for MAR. If you want to purchase the training for larger teams, please contact [email protected].
£36
This template document includes: Assessment triggers, the foundational thinking required by the FCA, how to measure fair value, target market analysis, ensuring different groups of customers receive fair value.
£118.80
Our Consumer Duty bundle includes everything you need for compliance with the Consumer Duty
£478.80
An editable checklist for FCA regulated firms, covering high level FCA requirements, complaints, consumer duty and GDPR, to ensure your website complies with FCA expectations.
£118.80
This course is designed for staff who work in the debt advice industry or in a firm whose activities include debt advice. If you want to purchase the training for larger teams, please contact [email protected].
£36
An extensive overview of the Consumer Duty, explaining the development of the duty, its introduction and the scope of the Duty, interpreting key terms, offering approaches to understanding and realising the Duty with thought-provoking examples.
Free
This course is designed for staff in financial services firms who need an understanding of financial crime. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].
£36