Course curriculum

    1. Welcome!

    2. How to complete this training

    1. The Role of the Regulator

    1. The FCA Handbook and its Requirements

    2. Authorisation

    3. FCA Supervision

    4. Treating Customers Fairly

    1. The Senior Managers and Certification Regime

    2. The Conduct Rules

    3. The Consumer Duty

    4. Information Handling

    1. Powers and Enforcement

    2. Enforcement - Actions and Examples

    1. Final Exam

    2. Final Exam

    3. Congratulations, you have completed your training

About this course

  • £36.00
  • 16 lessons
  • 0 hours of video content