Products
-
The FCA's Expectations on Vulnerable Customers - Training Materials
CourseThis pack of slides & training materials forms a comprehensive basis for a robust training session aimed at ensuring customer-facing staff understand what vulnerability is, how it can be identified & how to deal fairly with vulnerable customers.
£118.80
-
Senior Managers & Certification Regime Guide for Solo Regulated Firms
CourseThis 85-page guide is intended for solo-regulated firms – those regulated by the FCA only - on the transition to the SM&CR. It sets out the background & steps - in plain, easy to understand English - required to ensure compliance with the new Regime.
£75
-
Template Certificate for the Certification Regime
CourseThese Certification Templates are worded to ensure compliance to the Certification Regime under SM&CR. Firms will be required to check & confirm (‘certify’) that certified staff are suitable to do their job & provide certification.
Free
-
Fair Processing Notice Template
CourseThis template is an example Fair Processing Notice under GDPR for creditors and debt collection sectors; this example is for data provided by consent, compliant with GDPR.
Free
-
General Data Protection Regulation (GDPR) Compliance Bundle
CourseThis bundle includes a number of documents / resources to assist your compliance with the GDPR and Data Protection Act 2018. Includes: DPIA Template; Data Protection, Retention and Breach Policies; Supplier Contract and GDPR Compliance Training.
£360
-
General Data Protection Regulation (GDPR) Data Protection Policy Template
CourseThis outline Data Protection Policy document is designed to meet the requirements of the General Data Protection Regulation, which requires firms ‘...be able to demonstrate that processing is performed in accordance with this Regulation’.
£60