Products
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SM&CR - SMF Skills Gap Analysis
CourseUnder the SM&CR firms must submit evidence of the candidate's suitability when applying for SMF approval. As part of the application, firms should provide a skills gap analysis. This template supports that requirement.
£30
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SM&CR - Fit & Proper Assessment Template
CourseThis Fit & Proper Assessment Template provides a framework for firms that are subject to the FCA’s SM&CR to use to collate information they need to assess an individual’s fitness and propriety.
£118.80
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Operational Resilience Simplified
CourseThe FCA’s Operational Resilience transition periods ends in March 2025. This compact and comprehensive guide sets out what the regulators expect, in language that makes sense from the perspective of your firm.
£60
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Operational Resilience Roadmap
CourseThis roadmap gives you an overview of the key requirements and expectations of the FCA for operational resilience in financial services firms.
Free
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Consumer Duty Webinar: Price and Value
CourseThis webinar provides further information in relation to the requirements surrounding value assessments including the required content and background information. We also explore a brief example of a value assessment.
Free
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Consumer Duty: Open Product Review Template
CourseThe Financial Conduct Authority’s Consumer Duty comes into force in 2023, the duty makes several changes to PRIN, including the need to undertake product reviews. This is a template document containing all the areas the FCA require you to review.
£118.80