Products
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Conduct Rules Training for Senior Managers (2024)
CourseThis course is designed for Senior Managers under the SMCR. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].
£30
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Conduct Rules Training - Certification and All Other Staff (2024)
CourseThis course is designed for team members under the Certification Regime as well as all other team members who need to abide by the conduct rules. If you want to purchase the training for larger teams, please contact [email protected].
£20
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Senior Manager Function Application Pack
BundleThis pack provides you with all you need to get a senior manager authorised by the FCA, it includes a step-by-step guide, fit and proper process template, statement of responsibilities template, skills gap-analysis and training plan.
£150
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SM&CR - SMF Training and Development Plan
CourseThis template training and development plan is designed to support SMF candidates whose skills gap analysis has highlighted potential gaps in training and competencies. This template assists in the tailoring of a training and development plan.
£75
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SM&CR - Statement of Responsibilities Template
CourseA Statement of Responsibilities is required under the Senior Managers Regime for anyone performing a designated Senior Management function. This template can be used to ensure FCA compliance to the Regime.
£25
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SMF Authorisation Guide
CourseThis guide sets out the process for submitting a Senior Management Function application to the Financial Conduct Authority (FCA).
Free