Products
-
FCA Authorisation Guide
CourseThis template sets out all audit areas you need to consider when preparing a firm to be regulated by the Financial Conduct Authority (FCA).
Free
-
FCA Consumer Credit Sourcebook (CONC)- A Guide
CourseThis 92-page guide sets out the key provisions of CONC in plain, easy to understand English, taking the complexity and confusion out of understanding the sourcebook, and potentially saving countless hours of work.
£118.80
-
FCA Consumer Credit Sourcebook Training Materials
CourseCONC is complex & lengthy, but firms must ensure that their customer-facing staff & management are fully trained on its provisions to ensure compliance with regulatory expectation. This comprehensive training package can be amended to suit.
£118.80
-
FCA Dispute Resolution: Complaints (DISP)- A Guide
CourseThis 47-page guide is intended as a summary guide for firms that need to abide by the obligations in DISP. It explains, in plain English, the main rules that firms need to abide by to ensure compliance.
£118.80
-
FCA Senior Management, Arrangements, Systems and Controls (SYSC) - A Guide
CourseThis 34-page guide is intended as a high-level summary guide for firms that need to abide by the obligations in SYSC. It explains, in plain English, the main rules that firms need to abide by to ensure compliance.
£90
-
The FCA's Expectations on Vulnerable Customers - A Guide
CourseThis 30-page guide is a summary for all firms in their treatment of vulnerable & potentially vulnerable consumers. It explains, in plain English, the FCA's main rules & guidance that need to be abided by to ensure compliance.
£90