Products
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Consumer Duty Policy
CourseThe FCA’s Consumer Duty comes into force in 2023. A clear Policy forms the basis of a firm's implementation. This is a template policy that can be amended as required.
£80
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Senior Manager Function Application Pack
BundleThis pack provides you with all you need to get a senior manager authorised by the FCA, it includes a step-by-step guide, fit and proper process template, statement of responsibilities template, skills gap-analysis and training plan.
£150
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SM&CR - SMF Training and Development Plan
CourseThis template training and development plan is designed to support SMF candidates whose skills gap analysis has highlighted potential gaps in training and competencies. This template assists in the tailoring of a training and development plan.
£75
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SM&CR - Statement of Responsibilities Template
CourseA Statement of Responsibilities is required under the Senior Managers Regime for anyone performing a designated Senior Management function. This template can be used to ensure FCA compliance to the Regime.
£25
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SMF Authorisation Guide
CourseThis guide sets out the process for submitting a Senior Management Function application to the Financial Conduct Authority (FCA).
Free
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SM&CR - SMF Skills Gap Analysis
CourseUnder the SM&CR firms must submit evidence of the candidate's suitability when applying for SMF approval. As part of the application, firms should provide a skills gap analysis. This template supports that requirement.
£25