Introduction to the FCA

Introduction to the FCA (2024)

This course is designed for all staff working in FCA regulated firms. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].

Interested in this course? Email us at [email protected]

Course curriculum

1. Welcome!
2. How to complete this training
1. The Power of Regulation
1. Applicable Law
1. FCA Supervision
1. Authorisation
1. FCA Handbook - Introduction
2. The FCA Handbook and its Requirements
1. FCA Supervision - In Practice
1. Enforcement - Actions and Examples
1. Summary
1. Final Exam
2. Final Exam
3. Congratulations, you have completed your training

About this course

£20.00
14 lessons
0 hours of video content

Introduction to the FCA (2024)

Course curriculum

Welcome to the course!

Chapter 1: The Power of Regulation

Chapter 2: The Law

Chapter 3: How the FCA Supervise

Chapter 4: Authorisation

Chapter 5: Standards

Chapter 6: Supervision

Chapter 7: Enforcement

Chapter 8: Summary

Next steps

About this course