Conduct Rules Training for Senior Managers This course is designed for Senior Managers under the Certification Regime. If you want to purchase the training in bulk for larger teams rather than per person, please contact robert.bell@rbcompliance.co.uk. Buy £30.00
01 Welcome to the course! Show Content Welcome! How to complete this training 02 Chapter 1: SM&CR Show Content Overview of SMCR Conduct Rules SMCR: An Introduction from the FCA SMCR: Key Points Additional Guidance for Managers 03 Chapter 2: The Conduct Rules Show Content Conduct Rules Overview Conduct Rules: First Tier Conduct Rules: Example Conduct Rules: Second Tier Poor Market Conduct - Example Conduct Rules: Non-Executive Directors 04 Chapter 3: Key Points Show Content Key Points Summary: The View from Banking Key Points from the Video 05 Next steps Show Content Final Exam Final Exam Congratulations, you have completed your conduct rules training
