Conduct Rules Training for Senior Managers
This course is designed for Senior Managers under the Certification Regime. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].
Welcome!
How to complete this training
Overview of SMCR
Conduct Rules
SMCR: An Introduction from the FCA
SMCR: Key Points
Additional Guidance for Managers
Conduct Rules Overview
Conduct Rules: First Tier
Conduct Rules: Example
Conduct Rules: Second Tier
Poor Market Conduct - Example
Conduct Rules: Non-Executive Directors
Key Points
Summary: The View from Banking
Key Points from the Video
Final Exam
Final Exam
Congratulations, you have completed your conduct rules training