Course curriculum

  • 01
    Welcome to the course!
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    • Welcome!
    • How to complete this training
  • 02
    Chapter 1: SM&CR
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    • Overview of SMCR
    • Conduct Rules
    • SMCR: An Introduction from the FCA
    • SMCR: Key Points
    • Additional Guidance for Managers
  • 03
    Chapter 2: The Conduct Rules
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    • Conduct Rules Overview
    • Conduct Rules: First Tier
    • Conduct Rules: Example
    • Conduct Rules: Second Tier
    • Poor Market Conduct - Example
    • Conduct Rules: Non-Executive Directors
  • 04
    Chapter 3: Key Points
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    • Key Points
    • Summary: The View from Banking
    • Key Points from the Video
  • 05
    Next steps
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    • Final Exam
    • Final Exam
    • Congratulations, you have completed your conduct rules training