Course curriculum

    1. Welcome!

    2. How to complete this training

    1. SMCR and the Conduct Rules

    2. The Duty of Responsibility

    1. Enforcement

    2. Recent Enforcement Action

    3. Case 1 - Quiz

    4. 2024 Fines

    1. The Individual Conduct Rules

    2. ICR in Practice

    3. Bringing Non-Financial Misconduct into COCON

    4. The Senior Manager Conduct Rules

    5. Tier 2 Quiz

    1. Upcoming Changes to SM&CR

    1. Final Exam

    2. Final Exam

    3. Congratulations, you have completed your conduct rules training

About this course

  • £36.00
  • 17 lessons
  • 0 hours of video content