Course curriculum

  • 01
    Welcome to the course!
    Show Content
    • Welcome!
    • How to complete this training
  • 02
    Chapter 1: Introduction to the SM&CR and the Role of the FCA
    Show Content
    • The Senior Managers and Certification Regime - Overview
    • The SM&CR Pyramid
  • 03
    Chapter 2: Individual Conduct Rules (Tier 1)
    Show Content
    • Introducing Tier 1 (Individual Conduct Rules)
    • Individual Conduct Rules - Scenarios
  • 04
    Chapter 3: Senior Manager Conduct Rules
    Show Content
    • Introducing Tier 2 (Senior Manager Conduct Rules)
    • Senior Manager Conduct Rules - Scenarios
  • 05
    Chapter 4: Compliance, Reporting and Enforcement
    Show Content
    • Compliance, Reporting and Enforcement
  • 06
    Chapter 5: Conduct Rules and the Consumer Duty
    Show Content
    • The Conduct Rules and The Consumer Duty
  • 07
    Next steps
    Show Content
    • Final Exam
    • Final Exam
    • Congratulations, you have completed your conduct rules training