Course curriculum

    1. Welcome!

    2. How to complete this training

    1. The Senior Managers and Certification Regime - Overview

    2. Why SM&CR?

    3. Quiz: SM&CR - A Reminder

    1. Introducing the Consumer Duty

    2. Why is the Consumer Duty being introduced?

    3. The Consumer Duty - An Introduction

    1. Requirements and Expectations of Senior Managers

    2. The Duty of Responsibility and Reasonable Steps

    3. Key Points for Senior Managers

    1. Conduct Rules - Tier 1

    2. Conduct Rules - The Scenario

    3. The Conduct Rules - Tier 1

    4. Conduct Rules - Tier 1

    1. Tier 2: Senior Manager Conduct Rules

    2. Senior Manager Conduct Rules 1 - 3

    3. Senior Manager Conduct Rule 4

    4. Conduct Rules - Application to NEDs

    5. Conduct Rules: Breaches and Consequences

About this course

  • £30.00
  • 23 lessons
  • 0 hours of video content