Course curriculum
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01
Welcome to the course!
Show Content- Welcome!
- How to complete this training
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02
Chapter 1: SM&CR
Show Content- Ask Yourself
- SM&CR - A Reminder
- Quiz: SM&CR - A Reminder
- The Certification Regime and The Conduct Rules
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03
Chapter 2: Requirements of Senior Managers
Show Content- Senior Manager Steps
- The Duty of Responsibility
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04
Chapter 3: The Conduct Rules - Tier 1
Show Content- Conduct Rules Overview
- Conduct Rule 1: Act with Integrity (part 1)
- Building a culture of integrity
- Conduct Rule 1: You must act with integrity
- Conduct Rule 1: You must act with integrity (part 2)
- Conduct Rule 1: What would you do? (part 3)
- Conduct Rule 2: Act with Skill, Care and Diligence (part 1)
- Conduct Rule 2: Act with skill, care and diligence (part 2)
- Conduct Rule 3: Open and Cooperative with the FCA and PRA
- Conduct Rule 4: Act in the interests of customers and treat them fairly
- TCF and the Consumer Duty
- Conduct Rule 5: You must observe proper standards of market conduct
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05
Chapter 4: Conduct Rules - Tier 2
Show Content- Conduct Rules: Second Tier
- Conduct Rules: Non-Executive Directors
- Conduct Rules: Non-Executive Directors
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06
Chapter 5: Key Points
Show Content- Additional Guidance for Managers
- SM&CR: Key Points
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07
Next steps
Show Content- Final Exam
- Final Exam
- Congratulations, you have completed your conduct rules training