Course curriculum

    1. Welcome!

    2. How to complete this training

    1. Ask Yourself

    2. SM&CR - A Reminder

    3. Quiz: SM&CR - A Reminder

    4. The Certification Regime and The Conduct Rules

    1. Senior Manager Steps

    2. The Duty of Responsibility

    1. Conduct Rules Overview

    2. Conduct Rule 1: Act with Integrity (part 1)

    3. Building a culture of integrity

    4. Conduct Rule 1: You must act with integrity

    5. Conduct Rule 1: You must act with integrity (part 2)

    6. Conduct Rule 1: What would you do? (part 3)

    7. Conduct Rule 2: Act with Skill, Care and Diligence (part 1)

    8. Conduct Rule 2: Act with skill, care and diligence (part 2)

    9. Conduct Rule 3: Open and Cooperative with the FCA and PRA

    10. Conduct Rule 4: Act in the interests of customers and treat them fairly

    11. TCF and the Consumer Duty

    12. Conduct Rule 5: You must observe proper standards of market conduct

    1. Conduct Rules: Second Tier

    2. Conduct Rules: Non-Executive Directors

    3. Conduct Rules: Non-Executive Directors

    1. Additional Guidance for Managers

    2. SM&CR: Key Points

About this course

  • £30.00
  • 28 lessons
  • 0.5 hours of video content