Course curriculum

    1. Welcome!

    2. How to complete this training

    1. Background to the FCA

    2. Test your understanding of the FCA

    1. Introduction to SM&CR

    2. Test your learning

    1. Conduct Rules Overview

    2. Conduct Rule 1: You must act with integrity

    3. Conduct Rule 2: Act with skill, care and diligence

    4. Conduct Rule 2: Act with skill, care and diligence (part 2)

    5. Conduct Rule 3: Be open and cooperative with the regulator

    6. Conduct Rule 3: Be open and cooperative with the regulator

    7. Conduct Rule 4: Pay due regard to the Interests of customers and treat them fairly

    8. Treating Customers Fairly

    9. TCF Quiz

    10. Conduct Rule 4: Summary

    11. Conduct Rule 5: You must Observe Proper Standards of Market Conduct

    12. Poor Market Conduct - Example

    1. Final Exam

    2. Final Exam

    3. Congratulations, you have completed your conduct rules training

About this course

  • £15.00
  • 21 lessons
  • 0.5 hours of video content