Demo of Conduct Rules Training for Senior Managers
This course is designed for Senior Managers under the Certification Regime. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].
Course curriculum
01
Welcome to the course!
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Welcome!
How to complete this training
02
Chapter 1: SM&CR
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Overview of SMCR
Conduct Rules
SMCR: An Introduction from the FCA
SMCR: Key Points
Additional Guidance for Managers
03
Chapter 2: The Conduct Rules
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Conduct Rules Overview
Conduct Rules: First Tier
Conduct Rules: Example
Conduct Rules: Second Tier
Poor Market Conduct - Example
04
Chapter 3: Key Points
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Key Points
Summary: The View from Banking
Key Points from the Video
05
Next steps
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Final Exam
Final Exam
Congratulations, you have completed your conduct rules training