Conduct Rules Training for Senior Managers (2020-2021)
This course is designed for Senior Managers under the SM&CR. If you want to purchase the training in bulk for larger teams rather than per person, please contact [email protected].
Course curriculum
01
Welcome to the course!
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Welcome!
How to complete this training
02
Chapter 1: SM&CR
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SM&CR - A Reminder
Quiz: SM&CR - A Reminder
The Certification Regime and The Conduct Rules
03
Chapter 2: The Conduct Rules
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Conduct Rules Overview
Conduct Rules: First Tier
Conduct Rules: Example
Conduct Rules: Second Tier
Poor Market Conduct - Example
Conduct Rules: Non-Executive Directors
Conduct Rules: Non-Executive Directors
04
Chapter 3: Key Points
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The Duty of Responsibility
Additional Guidance for Managers
SM&CR: Key Points
05
Next steps
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Final Exam
Final Exam
Congratulations, you have completed your conduct rules training